Financial Crime
Financial Crime Focus
KYC/AML review, remediation and refresh including PEP, EDD, CDD, Sanctions
Market Abuse and Fraud Prevention
Financial Crime Compliance
Client On/Offboarding
Cyber Crime – operational resilience, tracking, compliance and data protection
Case Study: Politically Exposed Persons (PEP) Files Review – Major UK Private Bank
Provided subject matter experts in KYC / AML / PEP to augment and support our client’s existing CDD Remediation Operations staff to review information held for UK-based PEPs, as part of the client’s bank-wide due diligence programme.
Malcolm Clark
Director and co-owner
Malcolm has over 35 years of financial services recruitment and management consulting experience. After graduating from the University of Exeter in 1989, he initially worked in the accountancy and media sectors before moving into the recruitment industry in the early 1990s. As an investment banking operations and change management specialist, he has worked with some of the world’s leading financial services institutions across the globe.
Malcolm moved into management consulting in 2013.
Martin Perkins
Director and co-owner
Martin has over 35 years financial services logistics experience with 21 of those years spent in investment banking operations. The majority of his career was spent at UBS, where as a Director, he managed a number of departments including: Cash Management, Equity Derivatives Middle Office and Settlements, OTC Equity Control, BAU Process Change, Credit Derivatives Settlements and the cross-asset class ISDA OTC Documentation area.
Martin moved into financial services recruitment in 2006 and management consulting in 2013.
Julian Crow
Director
Julian has over 30 years of financial services recruitment and management consulting experience. After graduating from the Newcastle Business School in 1994, Julian initially worked in the FMCG sector before moving into the recruitment industry in 1996. As an investment banking, asset management, finance and change management specialist, he has worked with some of the world’s leading financial services institutions in the UK, US and Asia.
Julian moved into management consulting in 2013.
Understanding Financial Crime
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