Main line 020 7965 4657
Main line 020 7965 4657

Regulatory Transformation Programme - Top Tier Global Investment Bank

Long-term assignment with a global investment bank to assess and deliver business requirements for mandatory/regulatory transformation programmes impacting their Data Services Division to ensure compliance with Global regulations including MIFID II, EMIR, Dodd-Frank, FATCA, IOSCO Un-Cleared Margining and 4th EU MLD

  • Provided detailed impact analysis and direction to implement proposed and final regulations to Data Services RTB teams
  • Acted as liaison and co-ordinator of delivery action plan between RTB business owners (Front Office & Operations), Legal & Compliance, Regulatory Affairs and the relevant technology delivery programmes
  • Provided stakeholders with clear status and progress updates to assist the delivery of timely, accurate and compliant business requirements documentation using our client’s established project governance frameworks
  • Facilitated business requirements and design workshops to ensure mandatory project artefacts were delivered in accordance with the bank’s governance framework
  • Assisted in the scoping of test planning and delivery of user acceptance testing
  • Responsible for producing end-to-end delivery plans covering the entire bank’s governance framework
  • Ensured project deliverables were fully traceable to original regulatory requirements

Meet the team

Malcome Clark

Malcolm Clark

Director and co-owner
Malcolm has over 35 years of financial services recruitment and management consulting experience. After graduating from the University of Exeter in 1989, he initially worked in the accountancy and media sectors before moving into the recruitment industry in the early 1990s. As an investment banking operations and change management specialist, he has worked with some of the world’s leading financial services institutions across the globe. Malcolm moved into management consulting in 2013.
Martin

Martin Perkins

Director and co-owner
Martin has over 35 years financial services logistics experience with 21 of those years spent in investment banking operations. The majority of his career was spent at UBS, where as a Director, he managed a number of departments including: Cash Management, Equity Derivatives Middle Office and Settlements, OTC Equity Control, BAU Process Change, Credit Derivatives Settlements and the cross-asset class ISDA OTC Documentation area. Martin moved into financial services recruitment in 2006 and management consulting in 2013.
Julian Crow

Julian Crow

Director
Julian has over 30 years of financial services recruitment and management consulting experience. After graduating from the Newcastle Business School in 1994, Julian initially worked in the FMCG sector before moving into the recruitment industry in 1996. As an investment banking, asset management, finance and change management specialist, he has worked with some of the world’s leading financial services institutions in the UK, US and Asia. Julian moved into management consulting in 2013.