Main line 020 7965 4657
Main line 020 7965 4657

Review of Digital Operational Resilience Act (DORA) Controls and MI – Global Bank

Our client’s outsourcing and resilience programme did not have resources available with the relevant skillset and requested Broadgate Partners to provide a Project Manager and BAs to support the review of controls and implementation of corresponding MI as required by the DORA regulation in 2025.

  • Established the overall project plan for review of controls and implementation of MI in partnership with the client’s DORA Group Programme, through to solution design and implementation
  • Drafted the business requirements, focussing on EU and UK entities
  • Managed the day 2 book of work (BOW) items that required remediation post-delivery of day 1 BOW
  • Implemented governance and reporting to demonstrate ongoing compliance and oversight of Technology, Security, Cyber and Outsourcing
  • Built the DORA Information Register for regulatory submission
  • Coordinated cross-entity plan and dialogue to deliver regulatory-compliant services into European entities

Meet the team

Malcome Clark

Malcolm Clark

Director and co-owner
Malcolm has over 35 years of financial services recruitment and management consulting experience. After graduating from the University of Exeter in 1989, he initially worked in the accountancy and media sectors before moving into the recruitment industry in the early 1990s. As an investment banking operations and change management specialist, he has worked with some of the world’s leading financial services institutions across the globe. Malcolm moved into management consulting in 2013.
Martin

Martin Perkins

Director and co-owner
Martin has over 35 years financial services logistics experience with 21 of those years spent in investment banking operations. The majority of his career was spent at UBS, where as a Director, he managed a number of departments including: Cash Management, Equity Derivatives Middle Office and Settlements, OTC Equity Control, BAU Process Change, Credit Derivatives Settlements and the cross-asset class ISDA OTC Documentation area. Martin moved into financial services recruitment in 2006 and management consulting in 2013.
Julian Crow

Julian Crow

Director
Julian has over 30 years of financial services recruitment and management consulting experience. After graduating from the Newcastle Business School in 1994, Julian initially worked in the FMCG sector before moving into the recruitment industry in 1996. As an investment banking, asset management, finance and change management specialist, he has worked with some of the world’s leading financial services institutions in the UK, US and Asia. Julian moved into management consulting in 2013.