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Main line 020 7965 4657

KYC Remediation - Top Tier Global Investment Bank

A team of 8 staff including a Programme Manager, Business Analysts, KYC SMEs and QA Specialists to work on a long-term KYC Remediation Programme

  • Supported the various sub workstreams within the wider programme (Reconciliation, Analysis, Remediation), ensuring appropriate handoffs were defined with other groups where overlaps existed
  • Developed detailed plans for each workstream, ensuring that all elements were co-ordinated and maximum efficiency was achieved across the Programme as a whole
  • Developed a QA function to sit underneath each workstream, ensuring that all Remediation and other activities were executed to the appropriate standard. Worked with RTB teams to align this function with the RTB QA Model and ultimately transition to BAU
  • Worked with wider Remediation team, KYC Programme and local management to identify and mobilise most appropriate resource pool to fulfil remediation requirements
  • Identified key stakeholders and defined governance structure and MI reporting requirements. Conducted and led status update calls, ensuring that relevant risks, issues and actions were documented and tracked
  • Defined MI reporting dashboard and produced accurate, complete and timely MI on client remediation and off-boarding activities throughout the project to highlight risks and issues
  • Remediated deficient KYC/AML information in client files
  • Identified breaks between downstream trading and settlements systems and KYC platforms, resolving the breaks to mitigate KYC Risk across the Bank

 

Meet the team

Malcome Clark

Malcolm Clark

Director and co-owner
Malcolm has over 35 years of financial services recruitment and management consulting experience. After graduating from the University of Exeter in 1989, he initially worked in the accountancy and media sectors before moving into the recruitment industry in the early 1990s. As an investment banking operations and change management specialist, he has worked with some of the world’s leading financial services institutions across the globe. Malcolm moved into management consulting in 2013.
Martin

Martin Perkins

Director and co-owner
Martin has over 35 years financial services logistics experience with 21 of those years spent in investment banking operations. The majority of his career was spent at UBS, where as a Director, he managed a number of departments including: Cash Management, Equity Derivatives Middle Office and Settlements, OTC Equity Control, BAU Process Change, Credit Derivatives Settlements and the cross-asset class ISDA OTC Documentation area. Martin moved into financial services recruitment in 2006 and management consulting in 2013.
Julian Crow

Julian Crow

Director
Julian has over 30 years of financial services recruitment and management consulting experience. After graduating from the Newcastle Business School in 1994, Julian initially worked in the FMCG sector before moving into the recruitment industry in 1996. As an investment banking, asset management, finance and change management specialist, he has worked with some of the world’s leading financial services institutions in the UK, US and Asia. Julian moved into management consulting in 2013.